Corporate Governance and Investigations

Bancroft Associates offers strategic consulting and legal advice on governance systems for the modern publicly held corporation. Led by Bancroft Associates principal Viet Dinh, who serves as a Director and Chair of the Corporate Governance Committee of the News Corporation and teaches Corporate Governance at Georgetown University Law Center, professionals at Bancroft Associates have extensive experience in this area and have been heavily involved in all aspects of corporate governance compliance and investigations.

The firm’s work includes advising clients on Sarbanes-Oxley and related regulations, Securities Exchange Commission (SEC) compliance, auditor and director independence, internal controls and corporate investigations, the role of institutional shareholders and shareholder services organizations. The firm has prepared complaints to the SEC and advised clients on corporate board policies. The Bancroft Associates team can also help individuals and corporations comply with legal requirements and appropriate governance policies and procedures.